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NEWSLETTER: 2012 February Newsletter CURRENT MANDATORY READING MEMOS B12-18 Year-end Rollup Statement cd-ROM's C12-19 Personnel Changes L12-20 Fingerprinting of All Securites Personnel C12-21 Password Protected Commission Statments C12-22 Social Networking (action required only if you have Facebook, Linked In or Twitter) PREVIOUS MANDATORY READING MEMOS C12-15 Consolidated Reporting (Reminder) B12-14 Reminder Leveraged ETF Training B12-16 Leveraged ETF Trading Policy C12-17 SEC Regulation SP

ETF TRAINING

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